29. 甲證券投資信託事業，並未經主管機關核准兼營期貨信託事業，其管理之私募基金從事證券相關商品交易之風險暴露，不得超過本基金淨資產價值之多少比例？
(A)10%
(B)20%
(C)30%
(D)40%

30. 甲證券投資信託事業共擔任六家境外基金管理機構所管理股票型基金之總代理人，應依規定提存營業保證金多少金額？ (A)新臺幣 3,000 萬元 (B)新臺幣 5,000 萬元 (C)新臺幣 7,000 萬元 (D)新臺幣 9,000 萬元

31. 證券投資信託事業經核發營業執照後，除他業兼營證券投資信託業務者外，應於一個月內申請募集符合規定之證券投資信託基金。下列何者對於該證券投資信託基金之敘述錯誤？ (A)為國內募集投資於國內之股票型證券投資信託基金或平衡型證券投資信託基金 (B)基金型態為封閉式證券投資信託基金者，最低成立金額為新臺幣二十億元；為開放式證券投資信託基金者，最低成立金額為新臺幣三十億元 (C)封閉式證券投資信託基金受益權單位之分散標準，應符合臺灣證券交易所股份有限公司有價證券上市審查準則之規定 (D)開放式證券投資信託基金自成立日後滿三個月，受益人始得申請買回

32. 證券投資信託事業或證券投資顧問事業經營全權委託投資業務，若客戶委託投資資產為勞工退休金條例年金保險專設帳簿資產者，其委託投資帳戶每單位淨資產價值較前一營業日減損達多少比例以上時，證券投資信託事業或證券投資顧問事業應自事實發生之日起二個營業日內，編製第一項書件送達 客戶？(A)3% (B)5% (C)10% (D)20%

33. 證券投資信託事業或證券投資顧問事業運用委託投資資產應分散投資，其投資標的之分散比率，除主管機關另有規定外，為每一全權委託投資帳戶投資於任一受託機構募集及私募受益證券、不動產投資信託受益證券及不動產資產信託受益證券之總金額，分別不得超過該全權委託投資帳戶淨資產價值之 多少比例？(A)5% (B)10% (C)20% (D)30%

34. 甲證券投資信託事業對於其所私募之某檔證券投資信託基金，召開受益人會議修正通過證券投資信託契約之內容，則甲證券投資信託事業最遲應於變更後幾日內向主管機關申報？ (A)2日 (B)3日 (C)5日 (D)10日

35. 甲證券投資信託事業於受行政院勞工退休基金監理會之委託，辦理全權委託投資業務，其經理人乙因配合市場人士炒作丙上市公司之股票，致行政院勞工退休基金監理會之受託帳戶損失新臺幣5億元。 若行政院勞工退休基金監理會依法向甲證券投資信託事業及乙請求賠償，法院得因被害人之請求，依侵害情節，酌定損害額多少金額以下之懲罰性賠償？ (A)5億 (B)10億 (C)15億 (D)25億

1. Which use of the word "private" or "personal" is INCORRECT?(A) The train is approaching the Taichung station and will make a brief stop. Please don't forget your private belongings if you are getting off here.(B) Please remove all your personal stuffs out of the office； they should be stored in your own home,not in this public space.(C) You should not check my email box without my permission first； there may be private messages you are not supposed to read.(D) When I pointed out the defects in your proposal in the meeting, there was nothing personal in my criticism. I simply don't think the proposal will work.

2. Which statement below will NOT be made by a hardcore vegetarian?(A) I doubt that meat contains any nutrition not replaceable by fruits and cereals.(B) I suspect that meat contains ingredients harmful to human body.(C) I doubt that it is a wrong thing to do to kill animals for meat.(D) I suspect that the so-called "benefits" of meat eating are propagated by food companies only to increase the sales of their products.

3. I don't think I can graduate from the university in four years because I also take commercial design as my minor. Which use of the word "major" is the exact contrast in meaning to word “minor” above?(A) One major reason why students don't study hard is that they lose confidence in school learning；they don't think their study here can help them find good jobs when they graduate.(B) One annoyance an English major suffers is that (s)he is often treated as a walking dictionary, as if(s)he should know every word in the language.(C) Although John Smith never studied in the military academy, he fought bravely during a series of battles and thus got promoted to be a major.

4. When the Jewish King Josiah conquered the Edomite people, he ordered his soldiers to destroy the culture of the "pagan" religions. Regardless of part of speech, which use of the word “order” below has the same meaning? (A) Sir, I am afraid that I cannot let you leave the office now. I just received a direct order from the general manager that you stay at your desk until further instruction. (B) Monks in the Franciscan order of the Catholic Church think it is their holy duty to do charity works at whatever costs. (C) There is a restriction on the use of these coupons. I can only order goods from certain online shops. (D) Diana, make sure that these papers are put away in good order. I don't want you to waste time looking for them when I need them again.

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