47. 下列何者非證券經紀商受託買賣證券，不得受理之情形？
(A)全權選擇證券種類之委託
(B)買賣已停止上市之證券
(C)為委託人辦理分期付款
(D)下限價委託單

48. 證券商淨值低於實收資本額二分之一者，其每日申報委託或自行買賣上市有價證券之總金 額，為其可動用資金淨額之幾倍？ (A)二倍 (B)三倍 (C)五倍 (D)十倍

49. 櫃檯買賣證券經紀商接受客戶以電話委託者，應同步錄音，對無爭議之電話錄音應至少保存 多久期限？ (A)二年 (B)三個月 (C)六個月 (D)一年

50. 買賣未成交且無爭議之委託書，其保存期限應為下列何者？ (A)七日 (B)十五日 (C)一個月 (D)三個月

36 Due to the heavy rain, the meeting has been _________ . (A)pulled off (B)taken off (C)called off (D)turned off

37 Without his parents’ _________ , Jonathan cannot go out with his friends. (A)performance (B)suspicion (C) discovery (D)permission

38 I usually buy traveller’s cheques so that I don’t have to carry too much _________ around with me when I go on a long trip. (A)cash (B)luggage (C)tickets (D)clothing

39 Waiter: Sir, are you ready to order now? John:_________ Waiter: I will come back later. (A)I’m always ready for food. (B)Not yet. (C)What can I say？ (D)Yes, I will reserve a table of four.

40 Mary: Would you mind opening the window? John:___________Mary: Thank you.(A)Yes, I don’t mind.(B)No, not at all.(C)Yes, please.(D)No, it’s too cold.

請依下文回答第 41 題至第 45 題： Around the world, more and more women are working outside the home. In the United States, around 70 percent of women with children under 18 41 another job besides that of mother and homemaker. Most 42 in traditional fields for women, such as clerical, sales, education, and service. However, a growing number choose a career 43 necessitates spending many hours away from home. These women are engineers, politicians, doctors, lawyers, and scientists, and a few have begun to occupy executive positions in business, government, and banking, 44 through the so-called glass ceiling. Nowadays, some women work full time, some part time, and some seek creative solutions 45 flex-time work schedules and job sharing. Many are single mothers raising children by themselves. But in most cases, one income in the household is simply not enough, so both parents must work to support the family. 【題組】41 (A)has (B)they have (C)who have (D)have

請依下文回答第 41 題至第 45 題： Around the world, more and more women are working outside the home. In the United States, around 70 percent of women with children under 18 41 another job besides that of mother and homemaker. Most 42 in traditional fields for women, such as clerical, sales, education, and service. However, a growing number choose a career 43 necessitates spending many hours away from home. These women are engineers, politicians, doctors, lawyers, and scientists, and a few have begun to occupy executive positions in business, government, and banking, 44 through the so-called glass ceiling. Nowadays, some women work full time, some part time, and some seek creative solutions 45 flex-time work schedules and job sharing. Many are single mothers raising children by themselves. But in most cases, one income in the household is simply not enough, so both parents must work to support the family. 【題組】42 (A)employ(B)are employed(C)are employing(D)will employ

115年 - 115-1 高級業務員資格測驗試題：證券交易相關法規與實務#139208

114年 - 114-3 證券投資分析人員：證券交易相關法規與實務(含投信投顧相關法規及自律規範)#136074

114年 - 114-3 證券商高級業務員：證券交易相關法規與實務#134899

114年 - 114-3 證券商業務員(乙科)：證券交易相關法規與實務#134894

114年 - 114-2 證券投資分析人員：證券交易相關法規與實務(含投信投顧相關法規及自律規範)#130594

114年 - 114-1 證券投資分析人員：證券交易相關法規與實務(含投信投顧相關法規及自律規範)#130593

114年 - 114-2 證券商業務員資格測驗試題：證券交易相關法規與實務#130471

114年 - 114-2 高級業務員：證券交易相關法規與實務#130444

114年 - 114-1 證券商高級業務員、投信投顧業務員(一科、二科及三科)：證券交易相關法規與實務#127112

114年 - 114-1 證券商業務員資格測驗試題：證券交易相關法規與實務#127101